1Q 2023 SEC Update – Asset Managers, Funds, & Broker-Dealers
1Q 2023 SEC Update – Asset Managers, Funds, & Broker-Dealers
May 11, 2023
FORVIS: This paper provides an overview of key proposals and final rules that may impact asset managers, funds, and broker-dealers issued by the SEC from January to March 31, 2023, along with updates on significant outstanding proposals. The developments included in this update are intended to be a reminder of recently issued accounting and other guidance that may affect you in the current reporting period. Read more…