Forvis Mazars: On October 21, 2024, the SEC’s Division of Examinations issued its 2025 Examination Priorities that support its stated mission—promote compliance, prevent fraud, monitor risk, and inform policy. The group will continue its focus on compliance, governance practices, and cybersecurity. Download the PDF below to see what investment advisers, investment companies, and broker-dealers need to know to prepare for upcoming exams. Read more…