SEC Updates N-PORT & N-CEN Reports for Funds
SEC Updates N-PORT & N-CEN Reports for Funds
September 9, 2024
On August 28, 2024, the SEC voted 3-2 to issue a final rule requiring monthly reporting of fund portfolio holdings by registered open-end funds, registered closed-end funds, and exchange-traded funds organized as a unit investment trust. Open-end funds also would be required to disclose details on service providers used for liquidity risk management. See the full report from Forvis Mazars.